SEC ADV Filings
Regulatory filings and disclosures.
ADV Part 2A
As a registered investment advisor, we fall under the oversight of the Securities Exchange Commission, or SEC. Each year, for many years, we have filed an ADV Part 2A with the SEC. The ADV Part 2A lays out all of the ways we do business.
We have always been completely transparent. You may download our most recent ADV Part 2A filing below.
Form ADV Part 3 (CRS)
In 2020, the Securities Exchange Commission introduced an additional filing, the ADV Part 3. The contents of this document and much of the specific language required by the SEC is meant to be a plain language, easy-to-read way for people to understand some basic concepts that apply to a variety of businesses that operate in the broad financial services industry.
You may download our most recent Form ADV Part 3 (Client Relationship Summary) below.
Regulatory Documents
Download filings
Access the current SEC disclosure documents for Two Point Capital Management.